Title 17 · SEC, CFTC
Commodity and Securities Exchanges
129 parts
Parts in this title
- § 1 General Regulations Under The Commodity Exchange Act
- § 2 Official Seal
- § 3 Registration
- § 4 Commodity Pool Operators And Commodity Trading Advisors
- § 5 Off-Exchange Foreign Currency Transactions
- § 7 Registered Entity Rules Altered Or Supplemented By The Commission
- § 8 Part 8 [Reserved]
- § 9 Rules Relating To Review Of Exchange Disciplinary, Access Denial Or Other Adverse Actions
- § 10 Rules Of Practice
- § 11 Rules Relating To Investigations
- § 12 Rules Relating To Reparations
- § 13 Procedures For Petitions For Rulemaking
- § 14 Rules Relating To Suspension Or Disbarment From Appearance And Practice
- § 15 Reports—General Provisions
- § 16 Reports By Contract Markets And Swap Execution Facilities
- § 17 Reports By Reporting Markets, Futures Commission Merchants, Clearing Members, And Foreign Brokers
- § 18 Reports By Traders
- § 19 Reports By Persons Holding Reportable Positions In Excess Of Position Limits, And By Merchants And Dealers In Cotton
- § 20 Large Trader Reporting For Physical Commodity Swaps
- § 21 Special Calls
- § 22 Cleared Swaps
- § 23 Swap Dealers And Major Swap Participants
- § 30 Foreign Futures And Foreign Options Transactions
- § 31 Leverage Transactions
- § 32 Regulation Of Commodity Option Transactions
- § 33 Regulation Of Commodity Option Transactions That Are Options On Contracts Of Sale Of A Commodity For Future Delivery
- § 34 Regulation Of Hybrid Instruments
- § 35 Swaps In An Agricultural Commodity (Agricultural Swaps)
- § 36 Trade Execution Requirement
- § 37 Swap Execution Facilities
- § 38 Designated Contract Markets
- § 39 Derivatives Clearing Organizations
- § 40 Provisions Common To Registered Entities
- § 41 Security Futures Products
- § 42 Anti-Money Laundering, Terrorist Financing
- § 43 Real-Time Public Reporting
- § 44 Interim Final Rule For Pre-Enactment Swap Transactions
- § 45 Swap Data Recordkeeping And Reporting Requirements
- § 46 Swap Data Recordkeeping And Reporting Requirements: Pre-Enactment And Transition Swaps
- § 48 Registration Of Foreign Boards Of Trade
- § 49 Swap Data Repositories
- § 50 Clearing Requirement And Related Rules
- § 75 Proprietary Trading And Certain Interests In And Relationships With Covered Funds
- § 100 Delivery Period Required
- § 140 Organization, Functions, And Procedures Of The Commission
- § 141 Salary Offset
- § 142 Indemnification Of Cftc Employees
- § 143 Collection Of Claims Owed The United States Arising From Activities Under The Commission'S Jurisdiction
- § 144 Procedures Regarding The Disclosure Of Information And The Testimony Of Present Or Former Officers And Employees In Response To Subpoenas Or Other Demands Of A Court
- § 145 Commission Records And Information
- § 146 Records Maintained On Individuals
- § 147 Open Commission Meetings
- § 148 Implementation Of The Equal Access To Justice Act In Covered Adjudicatory Proceedings Before The Commission
- § 149 Enforcement Of Nondiscrimination On The Basis Of Handicap In Programs Or Activities Conducted By The Commodity Futures Trading Commission
- § 150 Limits On Positions
- § 151 Part 151 [Reserved]
- § 155 Trading Standards
- § 156 Broker Associations
- § 160 Privacy Of Consumer Financial Information Under Title V Of The Gramm-Leach-Bliley Act
- § 162 Protection Of Consumer Information Under The Fair Credit Reporting Act
- § 165 Whistleblower Rules
- § 166 Customer Protection Rules
- § 170 Registered Futures Associations
- § 171 Rules Relating To Review Of National Futures Association Decisions In Disciplinary, Membership Denial, Registration And Member Responsibility Actions
- § 180 Prohibition Against Manipulation
- § 190 Bankruptcy Rules
- § 191-199 199 [Reserved]
- § 200 Organization; Conduct And Ethics; And
- § 201 Rules Of Practice
- § 202 Informal And Other Procedures
- § 203 Rules Relating To Investigations
- § 204 Rules Relating To Debt Collection
- § 205 Standards Of Professional Conduct For Attorneys Appearing And Practicing Before The Commission In The Representation Of An Issuer
- § 209 Forms Prescribed Under The Commission'S Rules Of Practice
- § 210 Form And Content Of And Requirements For Financial Statements, Securities Act Of 1933, Securities Exchange Act Of 1934, Investment Company Act Of 1940, Investment Advisers Act Of 1940, And Energy Policy And Conservation Act Of 1975
- § 211 Interpretations Relating To Financial Reporting Matters
- § 227 Regulation Crowdfunding, General Rules And Regulations
- § 228 Part 228 [Reserved]
- § 229 Standard Instructions For Filing Forms Under Securities Act Of 1933, Securities Exchange Act Of 1934 And Energy Policy And Conservation Act Of 1975—Regulation S-K
- § 230 General Rules And Regulations, Securities Act Of 1933
- § 231 Interpretative Releases Relating To The Securities Act Of 1933 And General Rules And Regulations Thereunder
- § 232 Regulation S-T—General Rules And Regulations For Electronic Filings
- § 239 Forms Prescribed Under The Securities Act Of 1933
- § 240 General Rules And Regulations, Securities Exchange Act Of 1934
- § 241 Interpretative Releases Relating To The Securities Exchange Act Of 1934 And General Rules And Regulations Thereunder
- § 242 Regulations M, Sho, Ats, Ac, Nms, Se, And Sbsr, And Customer Margin Requirements For Security Futures
- § 243 Regulation Fd
- § 244 Regulation G
- § 245 Regulation Blackout Trading Restriction
- § 246 Credit Risk Retention
- § 247 Regulation R—Exemptions And Definitions Related To The Exceptions For Banks From The Definition Of Broker
- § 248 Regulations S-P, S-Am, And S-Id
- § 249 Forms, Securities Exchange Act Of 1934
- § 249a Forms, Securities Investor Protection Act Of 1970 [Reserved]
- § 249b Further Forms, Securities Exchange Act Of 1934
- § 250 Cross-Border Antifraud Law-Enforcement Authority
- § 251-254 254 [Reserved]
- § 255 Proprietary Trading And Certain Interests In And Relationships With Covered Funds
- § 256-259 259 [Reserved]
- § 260 General Rules And Regulations, Trust Indenture Act Of 1939
- § 261 Interpretative Releases Relating To The Trust Indenture Act Of 1939 And General Rules And Regulations Thereunder
- § 269 Forms Prescribed Under The Trust Indenture Act Of 1939
- § 270 Rules And Regulations, Investment Company Act Of 1940
- § 271 Interpretative Releases Relating To The Investment Company Act Of 1940 And General Rules And Regulations Thereunder
- § 274 Forms Prescribed Under The Investment Company Act Of 1940
- § 275 Rules And Regulations, Investment Advisers Act Of 1940
- § 276 Interpretative Releases Relating To The Investment Advisers Act Of 1940 And General Rules And Regulations Thereunder
- § 279 Forms Prescribed Under The Investment Advisers Act Of 1940
- § 281 Interpretative Releases Relating To Corporate Reorganizations Under Chapter X Of The Bankruptcy Act
- § 285 Rules And Regulations Pursuant To Section 15(A) Of The Bretton Woods Agreements Act
- § 286 General Rules And Regulations Pursuant To Section 11(A) Of The Inter-American Development Bank Act
- § 287 General Rules And Regulations Pursuant To Section 11(A) Of The Asian Development Bank Act
- § 288 General Rules And Regulations Pursuant To Section 9(A) Of The African Development Bank Act
- § 289 General Rules And Regulations Pursuant To Section 13(A) Of The International Finance Corporation Act
- § 290 General Rules And Regulations Pursuant To Section 9(A) Of The European Bank For Reconstruction And Development Act
- § 300 Rules Of The Securities Investor Protection Corporation
- § 301 Forms, Securities Investor Protection Corporation
- § 302 Orderly Liquidation Of Covered Brokers Or Dealers
- § 303-399 399 [Reserved]
- § 400 Rules Of General Application
- § 401 Exemptions
- § 402 Financial Responsibility
- § 403 Protection Of Customer Securities And Balances
- § 404 Recordkeeping And Preservation Of Records
- § 405 Reports And Audit
- § 420 Large Position Reporting
- § 449 Forms, Section 15C Of The Securities Exchange Act Of 1934
- § 450 Custodial Holdings Of Government Securities By Depository Institutions
- § 451-499 499 [Reserved]